Discover our latest articles, reports, videos and more
If you are receiving this email our records show that you want to hear from us or that we have a legitimate business case to do so. Have we got it wrong? Manage your email preferences here or unsubscribe from all conference and Risk Insights emails here.


May 2019 Edition | Issue 54
Have you got your complimentary copy of Risk Insights Magazine, Issue Eleven?
50+ pages of real world perspective on financial risk and regulation, with articles and interviews written by the industry, for the industry. Get your copy at Not sure? Preview the issue quickly here.

“I think many companies need to invest more in TPRM technology. The timing is right to make a play for greater technology investments that enable better risk reporting."

Article by Roxane Romulus, MBA, Director, Third Party Risk Management, Voya Financial.

Roxanne wil also be speaking at the upcoming highly anticipated Vendor & Third Party Risk USA Congress in NYC, June 4-5.
View the full agenda here | View more insights from our speakers here


FinTech Leaders 2019 Report
"Technology is helping us to adapt and change to better serve our customers. Our partners in Fintech are pushing the boundaries and changing customer expectations, and large financial institutions are evolving to stay responsive."

Insight from Daniel Moore, Chief Risk Officer, Scotiabank

"The discipline is growing rapidly because information security is such a prominent risk domain. But with GDPR and states issuing their own privacy laws, third party risk again rises in value to the institution"

Interview with By Ken Wolckenhauer, VP, Vendor Management, Nordea Bank

"Put simply, models are backbone of asset management industry. Any strategy or product that asset managers run will make use of models in some capacity."

Article by Abhisekh Adukia, VP, Model Risk Director, Alliance Bernstein

Featured insights

New anti-corruption regulations and advancements in technology have put significant pressure on banks and corporations to get their compliance right. Have their third-party due diligence programs evolved enough to keep up with these changes? Especially at a time when ‘fake news’ is a hot topic and managing false positive results creates new challenges? Register now.

Join us on May 22nd, for this free 30-minute webinar, that will focus on commercial real estate (CRE), small and medium enterprises (SME) and broker/dealers. We will identify 7 key drivers for 3 types of commercial loan exposures, as well as simple, but cutting edge approaches to develop and implement your risk models even when there is a lack of available data. Register today for this information packed event.

S&P Global
By Branan Cooper, Chief Risk Officer, Venminder

“In third party risk management, monitoring vendor complaints is a critical component of your due diligence. It’s up to your institution to keep a watchful eye on complaints and practices that could be deemed as violating UDAAP, which is an acronym for unfair, deceptive or abusive acts or practices. In this article, we delve into the “why” and cover some best practices to establish effective complaint monitoring.” Read more here.

Liquidity Risk Management USA and Audit Risk USA
We interviewed Nasser Fattah, Managing Director, Bank of Tokyo Mitsubishi UFJ on the key takeaways from his session at Risk Americas 2018 on cyber security simulated threat exercises.

“Cyber attacks do happen” | Cyber security simulated threat exercises

The Center for Financial Professionals conducted a webinar ahead of X-Tech 2019: Financial Services and Technology looking into defining digital payments – From old to new. The webinar covers:

Overview of the market | Risks and challenges in today’s environment | Taking advantage of and keeping up with new technology | Protecting the business | Best practices: A balanced approach | Including a Q&A with the audience.

Risk Webinar: Defining digital payments – From old to new
Complimentary 50+ page financial risk and regulation publication - Written by the industry, for the industry.

Take a quick preview of the issue here.

Issue Eleven contains articles, interviews and filmed conference sessions with thought leaders from: Function AI, TD Bank, Plootus, PineBridge Investments, BlueVine, HMRC, UBS, Citi, Deutsche Bank, UMB Financial, Regions Bank, TIAA and more.

A global survey with risk professionals from across the industry, the survey results have been collated and analysed to form an in-depth report. The objective of this survey was to develop an understanding of emerging best practices in managing third party cyber risk, with a focus on tools, technologies, and approaches | Budget and decision-making | Executive oversight | Future direction.

The report provides an insight from the industry for the industry on key market trends, priorities and challenges; inclusive of case studies from an array of financial institutions. Established technology firms, new FinTech players and Financial Institutions from across the global ecosystem are included within the FinTech Leaders: Top 50 Company Rankings and ranked in over 20 diverse and extensive Category Rankings.

CeFPro and Risk Spotlight conducted a global survey with risk professionals from across the industry, the survey results have been collated and analysed to form an in-depth report assessing the current state of how organisations are managing conduct risks across various geographical regions. Download the full report here.

Will you be joining us at our upcoming conferences?
May 14-15 - New York City

America’s Premier Risk and Technology Convention


June 4-5 - New York City

Aligning industry best practice and incorporating innovation and automation to increase efficiency.


October 2-3 - New York City

Exploring the evolving role of liquidity risk management including regulation, markets and future trends.


7-8 October - New York City

Auditing: Implementation of the emerging challenges of the future outlook.


For a full listing of our financial risk and regulation thought leadership please visit

Keep updated on our thought-leadership by following us on social media. We provide all LinkedIn group members preferential rates to attend our events.

Join us
Visit for further information. If you would like to unsubscribe to our emails please click here. Our mailing address is: Suite 68 The Maltings, Roydon Road, Herts, SG12 8HG